BEIJING, Nov. 9, according to the website of the National Development and Reform Commission, recently, the Development and Reform Commission, the People's Bank of China, the Ministry of Science and Technology and other departments jointly signed the "Memorandum of Cooperation on Joint Punishment of the Relevant Principals Responsible for Breach of Credit in the Field of Science and Technology" (hereinafter referred to as the "Memorandum of Cooperation"). The memorandum points out that scientific research dishonesty will face 43 Joint Disciplinary measures, including restricting the recruitment (employment) of civil servants or public institution staff according to law, and taking the dishonesty of the subjects responsible for dishonesty as an important external reference for tax credit evaluation, etc.
The memorandum points out that the joint punishment targets are those who have serious breaches of faith in scientific research, and the relevant responsible subjects included in the list of records of serious breaches of faith in scientific research, including scientific and technological plans (special projects, funds, etc.) and project undertakers, evaluators, evaluation experts, scientific research service personnel and scientific and technological personnel. Natural persons such as award candidates, award winners and nominators, project undertakers, project management professional institutions, intermediary service agencies, scientific and Technological Award nomination lists, national societies and other legal institutions.
According to the Memorandum of Cooperation, cross-sectoral joint punishment measures include: taking information of dishonesty as a reference to strengthen the implementation of equity incentive plan for listed companies in China or to make related personnel the object of equity incentive supervision afterwards. The information of dishonesty can be used as a reference for the directors, supervisors and senior managers of securities companies, insurance companies, fund management companies, futures companies and the heads of branch offices to examine and approve or file their posts. The information of dishonesty can be used as a reference for the establishment of securities companies, insurance companies, fund management companies and futures companies, the examination and approval or filing of changes in equity or actual controllers, the registration of private investment fund managers, the change of major items and the filing of funds. The information of dishonesty is taken as a reference to strengthen the supervision of Listed Companies in China after the implementation of equity incentive plan or related personnel become the object of equity incentive. The establishment or equity participation of financial institutions shall be restricted according to law. The establishment or participation of micro-loan companies, financing guarantee companies, venture capital companies, Internet financing platforms and other institutions shall be restricted according to law. The information of the dishonest institutions and their related dishonest personnel is taken as an important reference basis for bank credit rating, credit financing, management and withdrawal. Emphasis should be laid on the post-supervision of the acquisition of listed companies or non-listed public companies by the subjects responsible for breach of trust. It will be used as a reference for the audit of major assets reorganization of non listed public companies.
For the implementation of the MOU, it points out that the Ministry of Science and Technology regularly provides relevant information to the relevant departments signing the MOU through the National Credit Information Sharing Platform for Joint Disciplinary targets in the field of scientific research. At the same time, the "Credit China" website, the government website of the Ministry of Science and Technology, and the credit information publicity system of state enterprises are published to the public. Other departments and units acquire information about joint punishment objects in the field of scientific research through the joint reward and punishment subsystem of the national credit information sharing platform. According to the contents of this memorandum, punishment shall be carried out according to law and regulations. The second is to establish a regular notification mechanism of disciplinary effect. According to the actual situation, relevant departments can regularly feedback the implementation of joint disciplinary measures to the National Development and Reform Commission and the Ministry of Science and Technology through the joint reward and punishment subsystem of the National Credit Information Sharing Platform.
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